Università Roma Tre

Introductory lecture – Monday March 13 2017, h. 14:15 - lecture room 9:
Introduction to financial market law

I lecture – Friday March 24 2017, h. 17:45 - lecture room 4 :
The financial markets - the evolution of laws and regulations. The functions of the supervisory authorities and the regulated markets managing companies.

II lecture – Friday March 31 2017, h. 17:45 - lecture room 4:
The financial instruments issuers and duties of information to the market.

III lecture – Friday April 7 2017, h. 17:45 - lecture room 4:
The financial instruments and the investment services. The collective portfolio management.

IV lecture – Friday April 21 2017, h. 17:45 - lecture room 4:
The solicitation of public savings and public offers to buy or exchange financial instruments.

V lecture - Friday April 28 2017, h. 17:45 - lecture room 4:
Sanctions


The lectures are designed for students attending the Commercial Law II course.

The introductory lecture will be held by Professor Sabino Fortunato; the other lectures will be held by Dr. Francesco Scannicchio.

Admission requirements for the final test : 1) attending the lectures of Financial Market Law; 2) passing the Commercial Law II exam ( the final test can be held in the same day of the Commercial Law II exam session).

S. FORTUNATO - F SCANNICCHIO, La Consob e il mercato mobiliare, in AA.VV., Diritto commerciale, Bologna, 2010, chapter XIV.

Other material will be suggested during the lectures.