Università Roma Tre

Introductory lecture – Tuesday March 22 2015, h. 14:15 - lecture room 2 : Introduction to financial market law


I lecture – Monday April 11 2016, h. 8,30 - lecture room 5 :
The financial markets - the evolution of laws and regulations. The functions of the supervisory authorities and the regulated markets managing companies.

II lecture – Monday April 18 2016, h. 8,30 - lecture room 5:
The financial instruments issuers and duties of information to the market.

III lecture – Monday May 9 2016, h. 8,30 - lecture room 5:
The financial instruments and the investment services. The collective portfolio management.

IV lecture – Monday May 16 2016, h. 8,30 - lecture room 5:
The solicitation of public savings and public offers to buy or exchange financial instruments.

V lecture - Monday May 23 2016, h 8,30 - lecture room 5:
Sanctions


The lectures are designed for students attending the Commercial Law II course.

The introductory lecture will be held by Professor Sabino Fortunato; the other lectures will be held by Dr. Francesco Scannicchio.

Admission requirements for the final test : 1) attending the lectures of Financial Market Law; 2) passing the Commercial Law II exam ( the final test can be held in the same day of the Commercial Law II exam session).



Educational material:

S. FORTUNATO - F SCANNICCHIO, La Consob e il mercato mobiliare, in AA.VV., Diritto commerciale, Bologna, 2010, chapter XIV.

Other material will be suggested during the lectures.

Readings and course materials shall be provided during the course.